Introducing LLMs To Compliance: One Trivial Task At A Time
This isn't another hype-filled AI talk. How to introduce GenAI into your compliance function one small, explainable task at a time.
What you will take away
- How to introduce GenAI into a compliance function through small, explainable use cases.
- Practical examples: address parsing, document segmentation and note-to-data conversion.
- How to preserve transparency, auditability and regulatory integrity along the way.
- How to move from theory to action without putting your program at risk.
Overview
What this webinar is
A Coalition Against Financial Crime webinar on applying AI practically in compliance, with speakers from Flagstar Bank.
This isn't another hype-filled AI talk. Instead, we're breaking down how to introduce GenAI into your compliance function through small, explainable use cases like address parsing, document segmentation, and note-to-data conversion, all while preserving transparency, auditability, and regulatory integrity.
In this session, we bring together two leading voices in the field: Chandrakant Maheshwari, Lead Model Validator at Flagstar Bank, and Pranjal Dubey, Data Scientist at Flagstar Bank.
If you're ready to move from theory to action without putting your program at risk, this is the conversation you've been waiting for.
Audience
Who it is for
For those exploring how to apply AI practically in compliance.
You should watch if you are
- A compliance leader exploring GenAI
- A model validation or model risk professional
- A data scientist supporting financial crime teams
- An AML or fraud operations manager
What this session covers
- Address parsing
- Document segmentation
- Note-to-data conversion
- Transparency, auditability and regulatory integrity
Themes
Key focus areas
Contents
Topics of discussion
The small, explainable use cases the speakers walk through.
-
01
Address parsing
Using GenAI on a small, explainable task: turning free-text addresses into structured data.
-
02
Document segmentation
Breaking documents into usable sections with an approach that stays transparent and auditable.
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03
Note-to-data conversion
Converting investigator notes into structured data while preserving regulatory integrity.
Speakers
Who you will hear from
Select any speaker for their full biography.
Chandrakant Maheshwari
Lead Model Validator, Flagstar Bank
Lead Model Validator at Flagstar Bank and renowned expert in model validation and financial crime risk management.
Pranjal Dubey
Data Scientist, Flagstar Bank
Data Scientist at Flagstar Bank and Global Women in Data Science Ambassador.
Coalition Against Financial Crime
Online
cafc.org
info@cafc.org
Proudly sponsored by
Sponsors to be announced.
Logistics
Webinar details
Timing
- Thursday, June 12, 2025
- 12:00 – 1:00 PM CT
Venue and organiser
- Online
- Coalition Against Financial Crime
- info@cafc.org